Regulatory Responses

Mandatory Clearing Submissions               Responses to Public Consultations

Please click on the links below to read the mandatory clearing submissions that LCH.Clearnet Limited has sent to the CFTC concerning the clearing of OTC products:
 

Interest Rate Swaps

Freight, Commodities and Energy

Inflation Swaps

AUD OIS

VNS in AUD/CAD/JPY

MXN IRS

VNS in PLN,SEK,NOK

VNS in CZK/DKK/HUF/NZD/ZAR
 

Non-deliverable FX forwards

LCH.Clearnet Ltd – Update on NDF activity (22 April 2014)

LCH.Clearnet Ltd - 39.5 submission (14 August 2012)

Please click on the links below to read the responses to public consultations filed by LCH.Clearnet Group:

Response to the Financial Stability Board Consultative Document on Guidance on Central Counterparty Resolution and Resolution Planning (Mar 2017)

Response to the Bank of England consultation paper on the reform of SONIA (Dec 2016)

Response to the CPMI-IOSCO Consultative Report on Resilience and recovery of central counterparties (CCPs): Further guidance on the PFMI (Oct 2016)

Response to the Financial Stability Board Discussion Note on Essential Aspects of CCP Resolution Planning (Oct 2016)

Response to ESMA Consultation on the clearing obligation for financial counterparties with a limited volume of activity (Sep 2016)

Response to Monetary Authority of Singapore on Proposed Legislative Amendments to Enhance the Resolution Regime for Financial Institutions (Jun 2016)

Response to Reserve Bank of New Zealand consultation on crisis management powers for systemically important financial market infrastructures (May 2016)

Response to Australian Prudential Regulation Authority discussion paper on margining and risk-mitigation requirements for non-cleared derivatives (May 2016)

Response to ESMA Discussion Paper on draft RTS and ITS under SFTR (Apr 2016)

Response to the Financial Services Board of South Africa on the proposed directive on interoperable and cooperative arrangements between Market Infrastructures (Apr 2016)

Response to CPMI-IOSCO consultative report on guidance on cyber resilience for FMIs (Feb 2016)

Response to ESMA consultation paper on Review of Article 26 of RTS No 153/2013 with respect to MPOR for client (Feb 2016)

Response to the European Commission Call for evidence on
EU regulatory framework for financial services
(Jan 2016)

Response to consultation HKMA on Non-centrally cleared OTC Derivatives Transactions- Margin and Other Risk Mitigation Standards (Jan 2016)

Response to consultation by ESMA on indirect clearing arrangements under EMIR and MiFIR (Dec 2015)

Response to consultation by CFTC on proposed changes to Part 45 on trade reporting (November 2015)

Response to consultation by MAS on margin requirements for non-centrally cleared OTC derivatives (October 2015)

Response to consultation by HKMA and SFC on introducing mandatory clearing and expanding mandatory reporting (Oct 2015)

Response to Swiss Federal Council consultation on the FMI Ordinance (Oct 2015)

Response to consultation by ESMA on revisions to RTS 26 of EMIR on margin requirements for client accounts

Response to consultation by the Bank of England on a new sterling money market data collection and the reform of SONIA (October 2015)

Response to consultation by CPMI-IOSCO on harmonisation of UTIs (September 2015)

Response to consultation by the CFTC on margin requirements for uncleared swaps for swap dealers and major swap participants — cross-border application (September 2015)

Response to consultation by the EU Commission on EMIR review (August 2015)

Response to consultation by ESMA on RTS on buy-in process under CSD Regulation (August 2015)

Response to consultation by EBA on valuation of derivatives under the Bank Recovery and Resolution Directive (August 2015)

Response to consultation by the Monetary Authority of Singapore on proposed enhancements to resolution regime for financial institutions in Singapore (July 2015)

Response to consultation by ESMA on clearing obligation under EMIR for IRS in certain EEA currencies (July 2015)

Response to second consultation by the ESAs on risk-mitigation techniques for non-cleared OTC derivatives (July 2015)

Response to consultation by ASIC on mandatory central clearing of OTC interest rate derivatives (July 2015)

Response to second consultation by the National Treasury of South Africa on OTC derivative markets reform (July 2015)

Response to consultation by the Reserve Bank of New Zealand on oversight of designated FMIs (July 2015)

Response to FSB-IOSCO consultation on assessment methodology for NBNI G-SIFIs (May 2015)

Response to RBA consultation on repo clearing (April 2015)

Response to Hong Kong's authorities consultation on a resolution regime for financial institutions (April 2015)

Response to CFR’s review of competition in clearing Australian cash equities (March 2015)

Response to Australian Treasury’s consultation 'Resolution Regime for Financial Market Infrastructures' (March 2015)

Response to EBA consultation on minimum requirements for own funds and eligible liabilities (MREL) (February 2015)

Response to ESMA consultation on Regulatory Technical Standards on CSD Regulation (Settlement discipline) (February 2015)

Response to IOSCO consultation on cross-border regulation (February 2015)

Response to ESMA consultation on EMIR reporting (February 2015)

Response to IOSCO consultation on CDS post-trade transparency (February 2015)

Response to CSA consultation on proposed Clearing Agency requirements (February 2015)

Response to ESMA consultation on EMIR clearing obligation proposal for NDFs (November 2014)

Response to ESMA consultation on calculation of counterparty risk by UCITS for OTC derivative transactions subject to clearing obligations (October 2014)

Response to ESMA consultation on EMIR clearing obligation proposal for CDS (September 2014)

Response to ESMA consultation on EMIR clearing obligation proposal for IRS (August 2014)

Team Contacts